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Do employers have duty to reduce workplace stress?

With depression and anxiety now accounting for more incapacity benefit claims than physical ailments, Veronica Cowan talks to Raymond Jeffers, chairman of the Employment Lawyers Association and a partner at Linklaters, about employers' responsibilities to reduce stress in the workplace...

Psychiatric problems have overtaken physical ailments as the chief cause of long-term sickness absence in Britain, with depression and anxiety accounting for more claims for incapacity benefit than physical problems. Writers in the British Medical Journal say claims for back pain have fallen while surveys have shown a doubling in the numbers of people claiming for stress caused or made worse by work.

Reducing the cost is a Government priority, but what duties do employers have to minimise workplace stress? “The legal duty on businesses is broadly expressed, ” observes Raymond Jeffers, a partner at Linklaters. “The basic duty is to take reasonable care for the safety of employees so a safe place, safe equipment and a safe system of working needs to be in place.“ He adds: “Many people think it is easy to win a case, but it is actually exceptional for a stress at work case to succeed. It has to be shown that the employer knew there was a risk of psychiatric injury and failed to take reasonable steps to prevent it.“

That the courts are acting to stem the flow of cases seems implicit in comments by judges in the Court of Appeal in January, in Hartman and others [2005]. They were critical of the time and expense involved, both of which they said were disproportionate to the issues and the value of the claims, and warned that care must be taken when preparing for trial to isolate the issues and ensure expenditure on costs was proportionate to what was truly at stake.

Scott Baker LJ said it was apparent that, despite the appellate court decisions in Hatton, Sutherland and Barber, trial judges were still finding it difficult to apply the appropriate principles. He stressed that it was foreseeable injury flowing from the employer's breach of duty that gave rise to liability, and it did not follow that, just because a claimant suffered stress at work and the employer was in breach of duty, that the claimant could establish a claim for negligence. Noting that many people suffer breakdowns and depressive illnesses, a significant proportion of which could be blamed on the stresses and strains of work, he said that unless there was a real risk of breakdown - which the employer ought reasonably to have foreseen and averted - there could be no liability.

Depression and anxiety are mainly treated by GPs and there is a shortage of psychological counselling and support services. Do employers have a duty to provide occupational health services, and from a legal perspective does providing such a service help to defeat claims? Jeffers comments that having an occupational health service could help. “Hale LJ said in Hatton that an employer who offered a confidential service with referral to an appropriate counselling or treatment service was unlikely to be found in breach of duty. But generally there was no positive obligation to have one unless it could be said in a particular case that injury was reasonably foreseeable and it was a step the employer should have taken”, he says.

Making employees aware of the availability of the service is important, Jeffers points out, and it is up to the employee whether to use it or not. However, if the employee is doing a job that the employer recognises carries a particular risk, then it may have to proactively approach the employee. In Melville v The Home Office [2005], Melville's duties at a prison included recovering bodies of prisoners who had committed suicide. He had attended eight and on the last occasion helped cut down the body, remove a ligature and attempt revival. He developed a stress-related illness but received no support from the service devised for that role. The Court of Appeal held that, in making the service available, the employer foresaw that employees exposed to particular traumatic incidents might suffer psychiatric injury. It was entitled to assume the employee was up to the normal pressures of the job, unless there was something about the job or the employee or the combination of the two that meant they had to think harder. Here there was something specific about the job that caused the employer to devise a system for dealing with the risk that was foreseen. It failed to implement its own system, and was liable.

However, Jeffers observed that Melville involved a specific risk, and continued: “That is different to the employee doing a typical white-collar job where generally psychiatric injury is not foreseeable. As was noted in Hatton, it is not the job itself but the interaction between the individual and the job that causes the harm. The employer has to take reasonably practicable steps to prevent foreseeable stress to this particular employee. Whether a person should be regarded as vulnerable depends on all the circumstances. The more robust the person appears to the outside world the less likely psychiatric injury is foreseeable”.

What is reasonably foreseeable and what steps it is reasonable to take changes with time and knowledge, and once particular practices become current it can increase the expectation of what is reasonable. Jeffers explained: “It is important to remember that having regard for what is reasonable for an employer to do is not static. For example, if counselling is adopted by a number of employers it becomes more difficult to argue it is not reasonable to expect an employer to do this. In that sense the more proactive employers are the higher the standard of reasonable care becomes".

(14/04/05)

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Case annotations in other services:-
Hartman and others v South Essex Mental Health and Community Care NHS Trust [2005] EWCA Civ 6, [2005] All ER (D) 141 (Jan); Hatton v Sutherland [2002] 2 All ER 1, [2002] 1 IRLR 263, [2002] All ER (D) 53 (Feb); Melville v The Home Office [2005] EWCA 77